Compliance Jobs in Banking

Find Compliance jobs in the Banking industry. Search and apply today.

If you'd rather take a back seat in your job hunt then register with jobsection, upload your CV and let Banking recruiters find you. Once you've registered, we can also send you an email alert each time a new Compliance job matches your profile

You are here: Jobs > > Banking > Compliance

Refine your search

By Location

View all locations

1 - 15 of 176 matches.

Advanced Search

Compliance Monitoring Officer

Salary:: Ł30000.00 - Ł35000.00 pa + Benefits
Location:: City Of London
Job Type:: Permanent
Date Posted:: 15-May-2012 16:04Add to My Shortlist

The Capita Group Plc is the UKs leading business process outsourcing company. Our goal is simple - to help our huge range of public and... report on the compliance of CLPRS with... line with the Compliance Monitoring Plan Provide... carry out the Compliance Monitoring Plan based... with the CLPRS Compliance Monitoring Procedures and... be taken into account where appropriate). *...

Compliance Monitoring Officer

Salary:: Ł30000.00 - Ł35000.00 pa + Benefits
Location:: Sheffield
Job Type:: Permanent
Date Posted:: 15-May-2012 15:59Add to My Shortlist

Compliance Monitoring Officer

Salary:: Ł30000.00 - Ł40000.00 pa + BENEFITS
Location:: Cheltenham
Job Type:: Permanent
Date Posted:: 16-May-2012 10:48Add to My Shortlist

The Capita Group Plc is the UKs leading business process outsourcing company. Our goal is simple - to help our huge range of public and... report on the compliance of CLPRS with... line with the Compliance Monitoring Plan. Provide... carry out the Compliance Monitoring Plan -... maintain the CLPRS Compliance Monitoring Procedures and... undertake ad hoc compliance monitoring as and...

Compliance Monitoring Officer

Salary:: Ł30000.00 - Ł40000.00 pa + BENEFITS
Location:: Bristol
Job Type:: Permanent
Date Posted:: 16-May-2012 11:29Add to My Shortlist

The Capita Group Plc is the UKs leading business process outsourcing company. Our goal is simple - to help our huge range of public and... report on the compliance of CLPRS with... line with the Compliance Monitoring Plan. Provide... carry out the Compliance Monitoring Plan *... maintain the CLPRS Compliance Monitoring Procedures and... undertake ad hoc compliance monitoring as and...

Marketing Compliance Executive

Salary:: Ł23k - Ł33k pa + benefits
Location:: Salisbury
Job Type:: Permanent
Date Posted:: 17-May-2012 14:31Add to My Shortlist

An experienced Marketing Compliance Executive is required to join a friendly department based in a large Financial Services Company, located in Salisbury. The role, based... experience in Group/Advertising Compliance or Marketing role... an important Marketing Compliance role based in Salisbury city centre, 10 minutes walk from the Train Station.

Senior Compliance Auditor

Salary:: Ł45k - Ł55k pa + plus bonus
Location:: City Of London
Job Type:: Permanent
Date Posted:: 21-May-2012 14:47Add to My Shortlist

Mackenzie Stuart is currently recruiting on behalf of a world leading oil and gas business. This company has operations around the globe and a turn... for a senior compliance auditor Main responsibilities... financial/ operational / Compliance (FCPA) or information... and documentation in compliance with Sarbanes-Oxley requirements.... -Bachelor's Degree in Accounting, Finance, Information Technology, ... relevant experience. Public accounting firm experience preferred...

Head of Compliance - Gibraltar

Salary:: Ł65k pa
Location:: Gibraltar
Job Type:: Permanent
Date Posted:: 18-May-2012 11:31Add to My Shortlist

Head of Compliance Gibraltar Reporting to Managing Director Ł65,000 My client is a Gibraltar-based financial services company, which has been granted a Banking License by... responsible for ensuring compliance with applicable laws... various aspects of compliance in accordance with... developing requirements, including compliance with applicable Banking... as well as compliance with Visa and... and/or updating required compliance and best practice...

Marketing Compliance Executive

Salary:: Ł23k - Ł33k pa + Benefits
Location:: Bristol
Job Type:: Permanent
Date Posted:: 17-May-2012 14:33Add to My Shortlist

An experienced Marketing Compliance Executive is required to join a friendly department based in a large Financial Services Company, located in Bristol. The role, based... experience in Group/Advertising Compliance or Marketing role - essential -AFPC/Diploma CII or equivalent - desirable

Financial Quality Compliance Executive

Salary:: Ł32k pa + Benefits + Bonus
Location:: City Of London
Job Type:: Permanent
Date Posted:: 21-May-2012 16:31Add to My Shortlist

Financial Quality Compliance Executive Central London - Ł32000 plus Bonus + Benefits FINANCIAL SERVICES, COMPLIANCE, AUDIT, QUALITY ASSURANCE, PERFORMANCE IMPROVEMENT An exciting opportunity has arisen... Benefits FINANCIAL SERVICES, COMPLIANCE, AUDIT, QUALITY ASSURANCE, ... will set QA compliance objectives; applying knowledge... operational side of compliance for a Financial Services provider. Alternatively you will come from either a contract or call centre background...

Compliance Monitoring Manager

Salary:: Ł40k - Ł45k pa + Benefits and Bonus
Location:: Beckenham
Job Type:: Permanent
Date Posted:: 14-May-2012 17:31Add to My Shortlist

Compliance Monitoring Manager for UK Leading FTSE 100 Organisation. As the number one provider of business process outsourcing in the UK, we provide highly renowned... for a new Compliance Monitoring Manager, to... complete the annual Compliance Monitoring programme in... the Head of Compliance on progress, and... members of the Compliance team who may... an annual risk-based Compliance Monitoring programme under...

Compliance Manager, Private Side Advisor

Salary:: Neg
Location:: City Of London
Job Type:: Permanent
Date Posted:: 18-May-2012 17:28Add to My Shortlist

CORE RESPONSIBILITIES - Establish strong relationships with relevant Capital Markets teams and assist in driving forward compliance culture within the organisation, at all times ensuring... the business owns compliance risk. - Support... interpretation as regards compliance issues across the... timely and pragmatic Compliance advice to aide... order that all compliance related issues are... area and other compliance teams to develop...

Compliance Risk Advisory with FSA & RDR experience [Banking]

Salary:: Ł440 - Ł460 p day
Location:: City Of London
Job Type:: Contract/Interim
Date Posted:: 15-May-2012 11:13Add to My Shortlist

MUST HAVE an excellent understanding of the FSA RDR requirements and general experience of operating within an investment business to provide compliance support on FSA... business to provide compliance support on FSA Handbook rules and PrinciplesRecruitment Zone acting as an employment business in regard to this advert.

Compliance Manager

Salary:: up to Ł 60k +BENS
Location:: London
Job Type:: Permanent
Date Posted:: 15-May-2012 10:58Add to My Shortlist

Skills- Solid evidence of full compliance policies & procedures, SOCA for money laundering, management / and exposure to FSA ARROW visits, licencing requirements, compliance of... visits, licencing requirements, compliance of London Market ( (re)insurance brokers or underwriters... members. London Market Insurance Company is looking... to recruit a Compliance Manager to provide... and monitoring full compliance policies & procedures... a London Market Insurance Broker or Underwriter...

Financial Services Quality Compliance Executive

Salary:: Ł32k pa + Benefits
Location:: City Of London
Job Type:: Permanent
Date Posted:: 15-May-2012 15:53Add to My Shortlist

Financial Services Quality Compliance Executive Central London - Ł32000 plus Bonus + Benefits FINANCIAL SERVICES, COMPLIANCE, AUDIT, QUALITY ASSURANCE, PERFORMANCE IMPROVEMENT An exciting opportunity has... Benefits FINANCIAL SERVICES, COMPLIANCE, AUDIT, QUALITY ASSURANCE, ... will set QA compliance objectives; applying knowledge... operational side of compliance for a Financial Services provider. Alternatively you will come from either a contract or call centre background...

Assistant Compliance Officer

Salary:: Market Rate
Location:: London
Job Type:: Permanent
Date Posted:: 21-May-2012 13:27Add to My Shortlist

A fantastic opportunity has arisen within a leading bank in the City. The successful candidate will be working within the Compliance department, assisting with the... Liaising with Advisory Compliance Officers, Operations and front office staff to ensure that findings are investigated and escalated as appropriate * Ad hoc Control Room support as and when required Candidate Requirements Essential: * Law/Economics/Accountancy...